Chief Securities Limited

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Non-nominee Services

Application Form	White Form (Submit by hand)	Yellow Form (Submit by hand)
Distribution points and time	Available at receiving banks on the first day of subscription period.	Available at our headquarter and branches on the first day of subscription period.
Application fee	Free of charge
Application Lists Open	From 9:00 a.m. on the first day of subscription period.
Subscription Period	Usually 3.5 days (Some stock may extend their own subscription period)
Lodgment end	Drop-in box in receiving banks: the last day of accepting IPO application (12:00 n.n.) Headquarter: the last day of accepting IPO application (10:00 a.m.) Branches: one day before the last day of accepting IPO application (4:00 p.m.)
Application method	Collect white form from receiving banks. Fill in and submit the form together with bank draft / cheque to Chief or receiving banks	Collect yellow form from Chief. Fill in and submit the form together with bank draft / cheque to Chief or receiving banks
Payment method	Submit bank draft / cheque together with the application form
If shares allotted	Shares in physical scrip will be posted to applicant's address	Shares will be deposited into applicant's securities account. Applicant will be notified by phone one day before the first day of listing (after 4:00 p.m.)
Fund deduction date	The last day of subscription period
Refund	Cheque to be posted to applicant's address from the shares registrar. Please call the shares registrar if you did not receive any cheque within 3 working days.

The allotted shares that applied by individual accounts cannot be deposited into joint-name accounts

Nominee Services

Subscription	Non-financing (Non-margin)	Financing (Margin)
Administration fee	HKD Denominated Products: HK$50 RMB Denominated Products: RMB50	HKD Denominated Products: HK$100 RMB Denominated Products: RMB100
Enrollment start	From 9:00 a.m. on the first day of subscription period	From 12:30 p.m. on the first day of subscription period
Subscription Period	Usually 3.5 days (Some stock may extend their own subscription period)
Enrollment end	Last day of subscription period (before 4:00 p.m.)	Two days before the subscription deadline (before 4:00 p.m.). Limited quota on first come first serve basis.
Interest	N/A	Market interest rate, please call us for information.
Application method	Calling or visiting Chief headquarter or branches	Calling or visiting Chief headquarter only
Payment method	Deposit funds with HK$50 handling fee into applicant's securities account before 5:00 p.m. on the subscription deadline.	Deposit funds with HK$100 administration fee into applicant's securities account before 5:00 p.m. on the subscription deadline.
Fund deduction date	The last day of accepting IPO application	One day before the last day of accepting IPO application.
If shares allotted	Shares will be deposited into applicant's securities account. Applicant will be notified by phone one day before the first day of listing (after 4:00 p.m.)
Refund	Refund on or before the first listing day

The allotted shares that applied by individual accounts cannot be deposited into joint-name accounts.

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