Chief Securities Limited

		FAQ			Sitemap			Useful Links

　HK Stocks

Top Trader Trading Platform

Web-based Trading Platform

Service Fees & Charges

Stock Margin Table

Terms and conditions of Margin Account

Stock Quote

Mobile Trader

IPO Subscription

Stock Monthly Investment Plan

　US Stocks　

Introduction to US Stocks

Online US Stock Trading

Service Fees & Charges

	US Stock Trading Particulars
	US Stock List
	Non-DTC Stock List

Home > Securities > US Stocks > Service Fees & Charges

Service Fee Schedule For US Stock

Securities Trading Services

Item	Charges (%)	Minimum(USD)	Maximum(USD)
Commission for phone-in trade *	0.20	$20	-
Commission for internet trade *	0.15	$18	-

Commission rate shown above is applicable to our company’s direct clients only. For AE clients, commission rate is negotiable with their AE.
*Commission is calculated separately for each side and trading channel. Commission rate is charged for every partial or fully executed trade individually.
All information is subject to change without prior notice

Account Services

Item

Charges(USD)

References

Custody Fee

Free

Dormant Account Fee

Free

Dividend Collection Fee

Free

Deduct 30% as the US dividend tax before credit to the client’s account

Non-DTC stock charges

Based on different stocks and total shares traded

Trading Non-DTC stock**, clients are responsible to pay all the clearing charges related to the trade and such charges could exceed the total trading amount

ADR Pass-through Fees

$0.01-$0.03 per share

Receivable date and amount of fees are detailed in the ADR prospectus

Corporate Action Fees

All fees are borne by clients

Account Overdue Interest

General Bank Prime Rate + 5%

Request For Statements

Within past 6 months : Free of Charge

Beyond past 6 months up to the 7th year: USD3.0 per page

**Please refer to our web page for non-DTC stock information, the accuracy of all information subject to our company's and clearing agent's final announcement
All information is subject to change without prior notice

Fund Deposit and Withdrawal

Account Type

Margin Account for US stock (CL a/c)

Note

US stock margin account specially designed for day trading purpose. There are no loan facilities available. Prior to each order, clients are required to deposit enough funds in the account; OR use 20% market value of qualifying securities* in either Hong Kong or US stock accounts as purchasing power, maximum USD 25,000, to place phone order for all securities listing on NYSE, NASDAQ & AMEX * ( Market value of USD 1.00 per share or above). The funds Must be settled within 2 days after trading day (T+2). (For phone trading only)

Deposit

Bank Deposit

Clients can deposit via designated banks before 10:00 pm(HK time) on each business day and fax the deposit slips to our Customer Services Department (cs@chiefgroup.com) at 8147 2612 for confirmation, clients should indicate their account number and account name on the deposit slip, and state deposit to the US stock account.

Bill Payment

Clients can make payment through HSBC or Hang Seng Bank e-banking, phone banking and ATM bill payment service before 10:00 am (HK time). Choose “Chief Securities Limited” as your payee and input your 8-digit account number as your Payment Reference Number, and call the Funds Deposit & Withdrawal Hotline 2500 9180 to further credit to the US stock account.

PPS

Clients can make payment through PPS via hotline 18031 or visit www.ppshk.com. Choose “Chief Securities Limited” (Merchant Code 9680) as your payee, and input your 8-digit account number as your Payment Reference Number. Please choose the bill type “5- US Stock Account”. Payment made before 7:00 pm on trading day will be updated to your US stock account in next trading day.

Payment in Person

Client can visit our any branches or head office for cheque deposit before 10:00 am(HK time) on each business day, and indicate to deposit into US stock account.

Internal Fund Transfer

Clients can call the Funds Deposit & Withdrawal Hotline 2500 9180 before 10:00am(HK time) for internal fund transfer.

Withdrawal

Clients may contact our branches or our Customer Service Department for fund withdrawal trading day (T+3) before 1:00 pm. Withdrawal instructions received after 1:00 pm will be processed on the next trading day. All funds will be deposited to your designated bank account in form of crossed cheque or clients may choose to pick up the cheque in person at head office.

Qualifying stocks include marginable HK securities and US securities with market value over USD 1.00 per share.
* Market values of warrants, CBBCs, suspended stock, U.S. OCT securities and U.S. securities with market value per share below USD 1.00 are excluded. The T+2 settlement arrangement is NOT loan facilities. Clients are required to deposit enough funds in the account on or before T+2.

All information is subject to change without prior notice

Designated Bank Accounts of “CHIEF SECURITIES LIMITED”

Name of the Banks	Account Number
Chong Hing Bank (HKD)*	256-10-266611-2
HSBC (HKD)*	400-273900-292
Hang Seng Bank (HKD)*	383-017175-668
Bank of China (HKD)*	070-932-1-001950-0
Hang Seng Bank (USD)	773-720974-222

*Deposits will be converted from HKD to USD at average bank exchange rate.
All information is subject to change without prior notice

Contact Numbers

Phone-in Dealing Hotline: 2500 9290

Funds Deposit and Withdrawal Hotline: 2500 9180
(For US stock margin account fund deposit and withdrawal)

Customer Services:

2500 9199 (Securities Trading Enquiries)

All information is subject to change without prior notice

Stock Information Provided by Infocast Limited [ Disclaimer ]