Responsibilities:

• Responsible for daily regulatory compliance including impact analysis of regulatory changes, analysis of compliance needs on new / existing business, formulate practical policy and practices for all existing business services / product

• Monitor and track the progress of various initiatives, policy, practices and procedures ensuring the business is conducted in accordance with all applicable laws, rules, regulations and codes of practice.

• Provide advisory services to business including but not limited to services, products and clients on compliance matters and offer the best practice solution

• Liaise with regulators, auditors, business and functional units on compliance issues

• To perform ad hoc projects as required.

Requirements:

• Bachelor’s degree in Law, Governance or Compliance , or related disciplines

• 5+ years of progressive compliance experience within the financial services industry, with a proven ability to interpret and apply complex regulatory frameworks.

• With expertise in different ordinances and regulations including the S&F Ordinances, Company Ordinances, other related local and regional statutory requirements on FIs' AML, KYC and other compliances matters

• Experience in Compliance Consultancy firm / service and with track record of dealing with regulatory bodies (e.g. SFC) would be an advantage

• Detail-minded team player with high degree of integrity, maturity & independency

• Good command of written and spoken English and Chinese, fluency in Putonghua

We offer an attractive remuneration package including:

• Performance Bonus
• Staff Discount for Company Products/Services
• Birthday Leave

• Medical Insurance
• Dental Insurance
• Scholarships & Training Sponsorship

To apply, please click "Apply Now" and submit your resume with expected salary.

(Personal data collected will be kept strictly confidential and used for recruitment purpose only.)

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