The Investor ID Model for Northbound Trading under Stock Connect
According to the rules and regulations of the Stock Connect, we are required to submit certain personal data of the investor (including name, identification document number, type of identification document and identification document issuing country, etc.) to the Stock Exchange of Hong Kong Limited, who will be further route or transfer such data to the Mainland exchanges or authorities (“Investor ID Model for Northbound Trading”).
Without your specific consent, we cannot provide or continue to provide Northbound Trading Services to you. If you wish to continue participating in the Northbound trading after implement of the Investor ID Model for Northbound Trading, please sign and return the enclosed “Personal Information Collection Statement concerning Northbound China Connect Orders” to all branches, and by post to our offices: 11th Floor, FWD Financial Center, 308 Des Voeux Road Central, Hong Kong.
If you cannot return the consent. You will not be able to buy stocks from Mainland exchanges, and can only sell your positions under the rules and regulations. If you want to change your decision after the implementation of the regulations, you must submit the application before 2 trading days.
Should you have any enquiries in relation to the above, you may contact our Customer Service at (852) 2500 9199.