Securities Trading Services Fees & Charges
| Items | Charges (%) | Minimum Charges | Platform Fees^ |
|---|---|---|---|
| Commission for Internet Trade* | 0.0288% | Waive | HK$15/ RMB¥ 15 per order |
| Commission for Phone Trade* | 0.125% | HK$68 / RMB¥68 | - |
| Commission for Monthly Investment Plan | Free** | Brokerage fee waiver for the first HK$5,000 of each stock monthly contribution, followed by 0.0668% | - |
| * | Other services will be charged according to HK stock charges and fees. |
| ** | This promotion is valid until 31 December 2026 and applies to online applications only. |
| ^ | A platform fee of US$1.88 applies to Hong Kong stock transactions at the USD counter. |
Account Application
| Existing Clients | New Clients | ||
|---|---|---|---|
| Documents needed for opening account | |||
| 1. Personal ID card | ✓ | ✓ | |
| 2. The proof of address dated within the latest 3 months | Not necessary (Unless change of address) | ✓ | |
| 3. Copy of Certificate of Registration of Birth | ✓ | ✓ | |
| Account Opening Form | |||
| 1. Individual / Joint Account Opening Form | ✓ | ✓ | |
| 2. Individual / Joint Account Specimen Signature | ✓ | ||
| 3. W-8 BEN Form | ✓ | ✓ | |
| 4. Self-Certification Form - Individual | ✓ | ✓ | |
| 5. "Happy Kid" Securities sub-account Form | ✓ | ✓ |
