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IPO

IPO Subscription

IPO Subscription

Stock
Code
Stock Name Deadline List Date Information Report IPO Express
1710 TRIO IND ELEC (Enjoy rebate on fullpayment application) 2017-11-16 10:00 2017-11-23 Information Report

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IPO News

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 Stock code


Publish Time 
Title 
2017-11-22 11:03
Trio Ind Elec (01710) prices IPO at $0.62
2017-11-20 11:43
Kidsland Intl (02122): chairman raises stake to 57.4%
2017-11-17 16:16
GT Steel Group (08402) ends first day falling 5.56%
2017-11-17 14:57
CHINA LIT (00772) posts a block trading for $26.71M
2017-11-17 12:16
GT Steel Group (08402) closes midday at $0.55, up 1.85%
2017-11-17 09:21
GT Steel Group (08402) debuts at $0.68, up 25.93%
2017-11-16 16:16
Indigo Star (08373) gains 46.67% closing at $0.88
2017-11-16 16:15
Bortex Global (08118) doubles share price on first day
2017-11-16 16:15
Bestway Global (03358) plunges 24.2% to $3.32
2017-11-16 16:15
Yixin (02858) rises 5.45% to close at $8.12
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IPO Subscription

Non-nominee Services
Application Form White Form (Submit by hand) Yellow Form (Submit by hand)
Distribution points and time Available at receiving banks on the first day of subscription period Available at our headquarter and specified branches on the first day of subscription period
Application fee Free of charge
Application lists open From 9:00 a.m. on the first day of subscription period
Subscription Period Usually 3.5 days (Some stock may extend their own subscription period)
Lodgment end Drop-in box in receiving banks: the last day of accepting IPO application (12:00 n.n.)
Headquarter: the last day of accepting IPO application (10:00 a.m.)
Branches: one day before the last day of accepting IPO application (4:00 p.m.)
Application method Collect white form from receiving banks. Fill in and submit the form together with bank draft / cheque to Chief or receiving banks Collect yellow form from Chief. Fill in and submit the form together with bank draft / cheque to Chief or receiving banks
Payment method Submit bank draft / cheque together with the application form
If shares allotted Shares in physical scrip will be posted to applicant's address Shares will be deposited into applicant's securities account. Applicant will be notified by phone message one day before the first day of listing (after 4:00 p.m.)
Fund deduction date The last day of subscription period
Refund Cheque will be posted to applicant's address from the shares registrar. Please call the shares registrar if you did not receive any cheque within 3 working days.
Nominee Services
Subscription Full payment (Non-margin) Margin financing (Margin)
Handling fee Via phone HK$50 / RMB¥50
Via Internet Free (Until further notice)
Via phone & Internet HK$100 / RMB100
Enrollment start 9:00 a.m. on the first (offering day) 12:00 a.m. on the first (offering day)
Subscription Period Mostly 3 and a half day (some stocks may extend the subscription period)
Enrollment end 5:00 p.m. on the penultimate day of the subscription period (Enrollment end time could be adjusted without prior notice) 10:00 a.m. on the day before the closing day of the subscription period (or Margin financing are all finished)
Extended application period From 5:00 p.m. on the day before the closing day of subscription to 10:00 a.m. on the last day of subscription period. (not available to multiple application of the same stock) (HK$50 / RMB¥50 administration fee) N/A
Margin cost N/A The rate will be announced on the first offering day
Subscription by 1. Phone call or visit our branch or HQs
2. Via “Chief Easy” Online Customer Service Platform
Payment Deposit amount payable and handling fee to stock Account by 5:00 p.m. on the last day of subscription period
Deposit Method
Deposit amount payable and handling fee to stock Account by 5:00 p.m. on the day before the last day of subscription period
Deposit Method
Notification Shares allotment will be deposited to clients' securities' account. Clients will be notified by SMS on the day before listing date
Payment date Last day of subscription period
Deposit Method
The day before last day of subscription period
Deposit Method
Refund No later than the listing date
The allotted shares that applied by individual accounts cannot be deposited into joint-name accounts.

IPO Application FAQ

Question 1. What is an Initial Public Offering (IPO)?
Answer

An initial public offering (IPO) is a company's first sale of stocks, bonds or certificates of deposit to the public in order to raise funds for the company.

Question 2. What are the risks associated with IPO?
Answer

Over-subscribing to IPO
In some case, IPO maybe oversubscribed. The offering company may go through balloting/allocation processes to determine whether an applicant will receive any allotment and in what quantity. Applicant may be tempted to subscribe for a bigger quantity than intended for increased chance of successful shares allotment. However, applicant may receive shares with total quantity applied and will have to pay the full cost if IPO is not oversubscribed.

Market risk
Share price may fluctuate from time to time or it may drop below its initial offer price on the first day of listing.

Company risk
It is vital to understand thoughtfully the company and their business you are investing in. You should study the prospectus, financial reports and seek professional advices before you make any investment decision.

IPO delay or suspension
Applicants will also need to pay the handling fee and/or interests even though an IPO has been delayed or suspended for any reason.

Question 3. What are the benefits of making IPO subscription via internet?
Answer

Cost reduction
We charge a very low fee for the IPO subscription via internet. If customers subscribe IPO via internet, we can waive the subscription fee during the promotion period. (Promotion period is starting from now until further notice)

Day and night service
This is a 24 hour service.

Simple handling
Making IPO subscription via internet only requires a few simple steps.

Quick and safe
The allotted shares will be deposited directly into applicants' securities accounts on the first day of listing. It can avoid the risk of delivery failure.

Fast Refund
Clients don’t need to wait for the refund cheque. Application charges will be available after refund.

Question 4. What is IPO margin financing?
Answer

Large shares on IPO subscription volume can boost the chance of successful allotment. From now, with margin financing service, you can use the capital on hand to subscribe more IPO shares. Clients are only required to pay 10% of the subscription fee in cash and can reach a maximum of 90% margin ratio. (Margin ratio is subject to adjust for each stock) If the allotment is over 10% of the subscription amount you need to deposit the amount over 10% immediately to settle the allotment.

Question 5. How to apply margin financing on IPO?
Answer

Clients can apply margin financing via phone or visit our branches or HQ. In addition, you can now apply through Online Customer Services platform - Chief Easy. Please note that IPO margin financing subscription may not be cancelled once it has applied, and interest accrued and administration fees may be incurred or charged even the application has been cancelled.

Question 6. How do I know the subscription has successfully been submitted?
Answer

You can go to the first page of new shares subscription via internet, and click “New shares subscription” to check the number of shares applied.

Question 7. Can I make amendments or cancel the IPO application anytime?
Answer

For the IPO full payment application, you can do so, but you need to pay attention that any amendments or cancellation will not be accepted after the subscription deadline. For the IPO Margin Financing Application, you can amend to increase the amount of application, if you want to cancel the application, please contact your branch or headquarter to make amendment.

Question 8. How to calculate the margin financing interest?
Answer

Margin interest will be calculated from the closing day of subscription until the trading day before the listing date, clients are required to pay the margin interest on the full amount of margin loan regardless of how many shares have been successfully allotted.

Question 9. When do I need to pay the IPO full payment application charges?
Answer

The required amount should be deposited into applicants' securities accounts before 5:00pm on the day of the subscription deadline.

Question 10. When do I need to pay the IPO Margin Financing Application charges?
Answer

The required amount should be deposited into applicants' securities accounts before 5:00pm on the trade day before the subscription deadline. Deposit Method

Question 11. Where can I get IPO allotment result?
Answer

Successful applicants will receive notification SMS one day before the listing day. You can go to the first page of new shares subscription via internet, and click “New shares subscription” to check the number of shares allotted and its listing price.

Question 12. When can I get the refund if the IPO subscription is not successful?
Answer

No matter applicant's subscription is partially successful or not successful, funds will be credited to applicants’ securities accounts on the first day of listing (for custodian accounts), or bank in to pre-set bank accounts (for cash account).

Question 13. Can I do the pre-IPO shares trading?
Answer

We provide the pre-IPO shares trading services prior to their official listing on the SEHK. The trading hours is from 4:15p.m. to 6:30p.m. one business day prior to the official listing date of the new shares. For trading, please contact our New Stock OTC Hotline (852) 2500 9223 in trading hours.


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